Superposition Prompting: Improving and Accelerating Retrieval-Augmented Generation

Thomas Merth, Qichen Fu, Mohammad Rastegari, Mahyar Najibi
The official code repo can be found at apple/ml-superposition-prompting (github.com)

The paper “Superposition Prompting: Improving and Accelerating Retrieval-Augmented Generation” introduces an innovative method that significantly enhances the efficiency and accuracy of retrieval-augmented generation (RAG) in large language models (LLMs). The central contribution, superposition prompting, leverages concepts inspired by quantum mechanics, notably the path integral formulation, to tackle the challenges of long-context processing and quadratic inference costs associated with transformer-based models. By utilizing a ForkJoin prompt path topology and integrating a Bayesian inference-based saliency metric for path pruning, the method facilitates parallel processing of input documents, discarding irrelevant paths early to optimize computational resources. This approach not only reduces compute time by up to 93x but also improves accuracy by 43% on benchmarks such as NaturalQuestions-Open. The paper’s empirical validation across various datasets and models underscores its practical benefits, making it a valuable read for researchers and graduate students aiming to enhance LLM efficiency in real-world applications. Furthermore, the proposed runtime optimizations, including path caching and parallelization, present a scalable solution for deploying LLMs in real-time scenarios. This work opens avenues for future research in generalizing these methodologies beyond RAG tasks and exploring the impact of fine-tuning, setting a new benchmark for advancements in prompt engineering and long-context processing.

Mind Map

graph LR
root["Superposition Prompting: Improving and Accelerating Retrieval-Augmented Generation"]
root --> branch1["Research Question/Objective"]
root --> branch2["Methodology"]
root --> branch3["Key Findings/Contributions"]
root --> branch4["Experimental Results"]
root --> branch5["Implications and Future Directions"]
branch1 -.-> leaf1["Improve efficiency & accuracy in RAG"]
branch1 -.-> leaf2["Use LLMs without fine-tuning"]
branch2 -.-> leaf3["Superposition Prompting"]
branch2 -.-> leaf4["ForkJoin Prompt Path Topology"]
branch2 -.-> leaf5["Token Position Assignment"]
branch2 -.-> leaf6["Path Pruning"]
branch3 -.-> leaf7["Enhanced efficiency"]
branch3 -.-> leaf8["Improved accuracy"]
branch3 -.-> leaf9["Framework validation across models and datasets"]
branch4 -.-> leaf10["Performance on NaturalQuestions-Open"]
branch4 -.-> leaf11["Performance on MuSiQue"]
branch4 -.-> leaf12["Path caching and parallelization"]
branch5 -.-> leaf13["Generalize beyond RAG tasks"]
branch5 -.-> leaf14["Explore fine-tuning impacts"]

Highlights explained

1. Superposition Prompting Framework

Explanation:
Superposition prompting is a novel methodology inspired by quantum mechanics’ path integral formulation. It employs a directed acyclic graph (DAG) structure for token dependencies, allowing the parallel processing of input documents.

Significance:
This approach tackles the inefficiencies of handling long contexts in LLMs by reducing the quadratic inference cost traditionally associated with self-attention mechanisms. It provides a more efficient way to incorporate long-context information in retrieval-augmented generation (RAG) tasks.

Relation to Existing Work:
Unlike traditional RAG methods, which process documents sequentially, superposition prompting facilitates parallel processing. This leads to significant improvements in both speed and accuracy without requiring modifications to the pre-trained models.

2. ForkJoin Prompt Path Topology

Explanation:
The ForkJoin topology structures the processing paths in a manner that allows multiple document paths to be evaluated concurrently. This design mimics the quantum superposition principle, where multiple states are considered simultaneously.

Significance:
By enabling parallel document processing, this topology dramatically reduces the computational burden and accelerates the inference process. This structural innovation directly addresses the challenge of inference efficiency in long-context handling.

Potential Impact:
The ForkJoin topology has the potential to revolutionize how LLMs process long contexts, making them more scalable and efficient for real-world applications like question answering and document retrieval.

3. Path Pruning Using Bayesian Inference

Explanation:
This method evaluates the relevance of each document path using a Bayesian inference-based saliency metric. Irrelevant paths are pruned early in the computation process, preserving only the most pertinent information for final inference.

Significance:
Path pruning optimizes both speed and resource usage by eliminating unnecessary computations. This ensures that the model focuses solely on the most relevant data, potentially increasing the accuracy of the generated responses.

Relation to Existing Work:
Traditional prompting methods lack a systematic approach to discard irrelevant information early on. By integrating Bayesian inference for path pruning, superposition prompting presents a sophisticated way to enhance efficiency compared to earlier retrieval techniques.

4. Lossless Runtime Optimizations: Path Caching and Parallelization

Explanation:
Two key optimizations are proposed: path caching and path parallelization. Path caching stores precomputed key-value pairs for document segments, while path parallelization leverages simultaneous computations across multiple document-query paths.

Significance:
These optimizations further boost the efficiency of the superposition prompting framework. Path caching reduces redundant computations, and path parallelization maximizes the utilization of available computational resources, leading to faster and more efficient inference.

Potential Impact:
These techniques can greatly reduce the time and computational cost for online serving of LLMs, making them more practical for deployment in real-time applications.

Code

The following code is implemented with its v2 version, for educational purposes only where KV cache is simulated by storing the text. Please refer to the official repo for a complete implementation.

Bash
pip install openai numpy
Python
import os
import openai
import numpy as np
import asyncio
from concurrent.futures import ThreadPoolExecutor
from functools import lru_cache
from typing import List, Dict, Tuple
from dataclasses import dataclass

# Set up OpenAI client
client = openai.OpenAI(api_key=os.getenv("OPENAI_API_KEY"))

# Data structures
@dataclass
class Document:
    title: str
    content: str

@dataclass
class PromptPath:
    preamble: str
    document: Document
    query: str

# Simulated KV cache
class KVCache:
    def __init__(self):
        self.cache = {}

    def set(self, key, value):
        self.cache[key] = value

    def get(self, key):
        return self.cache.get(key)

kv_cache = KVCache()

# Utility functions
def compute_logits(text: str) -> np.ndarray:
    """
    Simulate logit computation using OpenAI API.
    In a real implementation, this would be done by the language model itself.
    """
    response = client.chat.completions.create(
        model="gpt-4o",
        messages=[{"role": "user", "content": text}],
        max_tokens=1,
        logprobs=True,
        top_logprobs=5
    )
    # Extract logprobs from the response
    logprobs = response.choices[0].logprobs.content[0].top_logprobs
    return np.array([logprob.logprob for logprob in logprobs])

@lru_cache(maxsize=None)
def cached_compute_logits(text: str) -> np.ndarray:
    """
    Cached version of logit computation, implementing path caching technique.
    This reduces redundant computations for repeated text segments.
    """
    cached_result = kv_cache.get(text)
    if cached_result is not None:
        return cached_result
    result = compute_logits(text)
    kv_cache.set(text, result)
    return result

async def parallel_compute_bayesian_score(path: PromptPath) -> float:
    """
    Compute Bayesian score for a prompt path in parallel.
    This implements the path parallelization technique from the paper,
    allowing for efficient processing of multiple paths simultaneously.
    """
    loop = asyncio.get_event_loop()
    with ThreadPoolExecutor() as pool:
        preamble_logits = await loop.run_in_executor(pool, cached_compute_logits, path.preamble)
        document_logits = await loop.run_in_executor(pool, cached_compute_logits, path.document.content)
        query_logits = await loop.run_in_executor(pool, cached_compute_logits, path.query)

    # Compute Bayesian score components
    p_d_given_q = np.mean(document_logits)
    p_q_given_d = np.mean(query_logits)
    p_d = np.mean(preamble_logits)
    
    score = p_d_given_q + p_q_given_d + p_d
    print(f"Bayesian score for document '{path.document.title}': {score}")
    return score

def equilibrium_position(sequences: List[str]) -> List[List[float]]:
    """
    Implement the equilibrium position assignment technique.
    This assigns token positions to maintain consistent spacing across different length sequences.
    """
    total_length = sum(len(seq) for seq in sequences)
    average_length = total_length / len(sequences)
    positions = []
    current_position = 0
    for seq in sequences:
        seq_positions = [current_position + i * (average_length / len(seq)) for i in range(len(seq))]
        positions.append(seq_positions)
        current_position += average_length
    return positions

async def iterative_superposition(preamble: str, documents: List[Document], query: str, k: int, t: int) -> str:
    """
    Implement the iterative superposition technique for multi-hop reasoning.
    This function performs t iterations of path selection and query refinement.
    """
    print(f"\nStarting iterative superposition with k={k} and t={t}")
    paths = [PromptPath(preamble, doc, query) for doc in documents]
    for iteration in range(t):
        print(f"\nIteration {iteration + 1}:")
        # HIGHLIGHT: Parallel computation of Bayesian scores
        scores = await asyncio.gather(*[parallel_compute_bayesian_score(path) for path in paths])
        
        # HIGHLIGHT: Path pruning
        top_k_indices = np.argsort(scores)[-k:]
        paths = [paths[i] for i in top_k_indices]
        print(f"Selected top {k} documents: {[path.document.title for path in paths]}")
        
        # HIGHLIGHT: Multi-hop reasoning
        combined_content = " ".join([path.document.content for path in paths])
        query = f"Based on the following information: {combined_content}, {query}"
        paths = [PromptPath(preamble, path.document, query) for path in paths]
    
    # HIGHLIGHT: Equilibrium position assignment
    sequences = [preamble] + [path.document.content for path in paths] + [query]
    positions = equilibrium_position(sequences)
    
    final_prompt = ""
    for seq, pos in zip(sequences, positions):
        final_prompt += f"<tokens positions={pos}>{seq}</tokens>\n"
    
    print("\nGenerating final response...")
    # Generate response using OpenAI API
    response = client.chat.completions.create(
        model="gpt-4o",
        messages=[
            {"role": "system", "content": "You are a helpful assistant that answers questions based on the provided context."},
            {"role": "user", "content": final_prompt}
        ],
        max_tokens=150
    )
    
    return response.choices[0].message.content.strip()

async def superposition_prompting(preamble: str, documents: List[Document], query: str, k: int, t: int) -> str:
    """
    Main superposition prompting function that combines all techniques.
    """
    return await iterative_superposition(preamble, documents, query, k, t)

async def run_examples():
    """
    Run example queries to demonstrate the superposition prompting technique.
    """
    preamble = "You are a helpful assistant. Answer the following question based on the provided documents:"
    
    # HIGHLIGHT: More extensive RAG examples
    documents = [
        Document("Climate Change Overview", "Climate change refers to long-term shifts in temperatures and weather patterns. These shifts may be natural, but since the 1800s, human activities have been the main driver of climate change, primarily due to the burning of fossil fuels (like coal, oil, and gas), which produces heat-trapping gases."),
        Document("Greenhouse Effect", "The greenhouse effect is the way in which heat is trapped close to Earth's surface by 'greenhouse gases.' These heat-trapping gases can be thought of as a blanket wrapped around Earth, keeping the planet warmer than it would be without them."),
        Document("Carbon Dioxide Emissions", "Carbon dioxide (CO2) is the primary greenhouse gas emitted through human activities. In 2019, CO2 accounted for about 80 percent of all U.S. greenhouse gas emissions from human activities. The main human activity that emits CO2 is the combustion of fossil fuels for energy and transportation."),
        Document("Global Temperature Rise", "The planet's average surface temperature has risen about 2.12 degrees Fahrenheit (1.18 degrees Celsius) since the late 19th century, a change driven largely by increased carbon dioxide emissions into the atmosphere and other human activities."),
        Document("Sea Level Rise", "Global sea level has risen about 8 inches since reliable record keeping began in 1880. It is projected to rise another 1 to 8 feet by 2100. This is the result of added water from melting land ice and the expansion of seawater as it warms."),
        Document("Ocean Acidification", "Since the beginning of the Industrial Revolution, the acidity of surface ocean waters has increased by about 30 percent. This increase is the result of humans emitting more carbon dioxide into the atmosphere and hence more being absorbed into the ocean."),
        Document("Extreme Weather Events", "Climate change is causing more frequent and severe weather events, such as heat waves, droughts, and hurricanes. The number of record high temperature events in the United States has been increasing, while the number of record low temperature events has been decreasing, since 1950."),
        Document("Arctic Sea Ice Decline", "Both the extent and thickness of Arctic sea ice has declined rapidly over the last several decades. Arctic sea ice reaches its minimum each September. September Arctic sea ice is now declining at a rate of 13.1 percent per decade, relative to the 1981 to 2010 average."),
        Document("Glacier Retreat", "Glaciers are retreating almost everywhere around the world — including in the Alps, Himalayas, Andes, Rockies, Alaska, and Africa. Glacier National Park in Montana, USA, has lost over 120 glaciers in the last century."),
        Document("Biodiversity Loss", "Climate change is accelerating biodiversity loss across the globe. As temperatures change, many species are forced to migrate to new areas or face extinction. This disrupts ecosystems and food chains, potentially leading to cascading effects throughout the natural world.")
    ]
    
    queries = [
        "What are the main causes and effects of climate change?",
        "How does the greenhouse effect contribute to global warming?",
        "What are the projected consequences of sea level rise and ocean acidification?",
        "How is climate change affecting weather patterns and biodiversity?",
        "What evidence supports the claim that human activities are the main driver of recent climate change?"
    ]

    for query in queries:
        print(f"\n\nQuery: {query}")
        answer = await superposition_prompting(preamble, documents, query, k=3, t=2)
        print(f"Answer: {answer}")
        print("-" * 80)

# Run the examples
if __name__ == "__main__":
    asyncio.run(run_examples())

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